Fee & Charges
L U E N   F A T   S E C U R I T I E S   C O M P A N Y   L I M I T E D
     
FEES & CHARGES
(For Securities Traded in HKEx only)
   Rate Min/Max Charge
(HK$ / CNY￥ / US$*)
A. Trade-related Services
Brokerage Commission At the rate as agreed Min HK$75
SFC Transaction Levy 0.0027% on transaction amount  N/A
Investor Compensation Levy 0.002% on transaction amount (Waived with effective from 19 December 2005)  N/A
Trading Fee 0.00565% of transaction amount  N/A
FRC Transaction Levy 0.00015% of the transaction amount N/A
Trading Tariff Free N/A
Stamp Duty 0.13% of transaction amount (round up to the nearest dollar)(Effective on 1st August 2021) HK$1




B. Scrip Handling and Settlement related Service
CCASS Stock Settlement Fee 0.01% on transaction amount  Min HK$3
Max HK$300
Money Settlement Fee Free N/A
Physical Scrip Deposit Fee Free N/A
Physical Scrip Withdrawal Fee HK$5 per board lot, odd lots also charged at HK$5 Min HK$25
Deposit Transaction Charge Free N/A
Settlement Instruction (SI) Fee 0.002% of value of eligible securities on settlement day plus HK$20 per action Max HK$300
 
Investor Settlement Instruction (ISI) Fee Free N/A
 
Stock Transfer between Accounts, Stock Receipt / Delivery (Eg Non-Exchange Transactions) 0.1% of previous market value
(Charge on both receive and deliver sides.  Prior approval must be obtained.)		 Min HK$600
Compulsory Share Buy-back Fee HK$200 per transaction plus trade related services charges N/A
Transfer Stamp Duty HK$5 for each transfer deed N/A
* Except using the monetary unit specifically, the commission and fee related to Hong Kong securities would be denominated in HKD while those trading fees of CNY-denominated securities would use CNY for the monetary unit.  Where the consideration is in a foreign currency, the stamp duty paid / to be paid will be based on the Hong Kong dollar equivalent of the consideration at the rate of exchange prescribed by the Stamp Duty Ordinance (Cap 117).  In considerations of trading CNY-denominated securities, all stamp duties, SFC transaction levy and HKEx trading fee are required to be paid to the relevant authorities in Hong Kong Dollars by using the exchange rate published by the HKEx on that trading day.
     
  Rate Min/Max Charge
(HK$ / CNY￥ / US$*)
C. Account Maintenance
Custody Fee Free N/A
Stock Balance or Account Confirmation Fee Within latest 12 months' record: Free N/A
Beyond latest 12 months' record: HK$20 per page Min HK$100
Additional Supporting Documentation Fee HK$500 per documentation Min HK$500
Dormant Account Fee Account with no transaction for 12 months charge HK$200 annually N/A
Stock Segregated Account (With CCASS Statement) Service Fee HK$240 per year N/A
D. Nominee Services and Corporate Actions
Scrip Fee HK$2.50 per board lot, odd lots also charges at HK$2.50 N/A
Collection fee of Cash/Scrip Dividend 0.20% of cash amount of dividend Min HK$20 / CNY￥20 / US$3
Collection Fee of Bonus Issue Free N/A
Rights Issue Entitlement Charge Free N/A
Fee for Rights Exercise HK$50 per transaction plus HK$1 per board lot &/or odd lots N/A
Fee for Excess Rights Application HK$50 per transaction N/A
Applicable to Exercise of  Warrants / CBBC / Takeover / Privatization and etc HK$200 each plus HK$1 per board lot &/or odd lots N/A
Fee for Change of Registration at Share Registrar HK$6 per board lot &/or odd lots Min HK$100
Fee for Handling Share Consolidation/split Free N/A
Voting Fee HK$50 per stock per action N/A
E. Financing and Other Services
Margin Account Financing Charge P+6% p. a. N/A
Cash Account Overdue Interest Overdue amount of HK$100 or above, P+8% p.a. N/A
New Listing Securities Subscription handling charges In name of Luen Fat’s Nominee HK$100 per application N/A
EIPO HK$50 per application N/A
Margin Financing for IPOHK$100 per application N/A
Financing Charge for Subscription of Securities Negotiable N/A
Banking Service Charges :    
 - Bounced Cheque & /or Lost Cheque HK$200 (Plus Bank Charges & Late Settlement Penalty ) N/A
 - Telegram Transfer Fee (TT) HK$250 (Plus Bank Charges) N/A
Fee for Claiming Unclaimed Benefit Entitlements HK$300 for each stock per each claim plus photocopy fee HK$1 per page and CCASS charges N/A
Fee for checking the identity of the depositor HK$300 per transaction N/A
Exchange HKD / CNY / USD (according to the exchange rate of the bank on the day) HK$20 per transaction N/A
Deposit Rate Subject to change without prior notice (Amount applied per account: Min HK$5,000) N/A
F. Information Services
Real-time Price Quote Fee Megahub - PowerTicker HK$358/month
Megahub - PowerTicker + Smartphone MagicTrader Plus HK$378/month
Megahub - PowerTicker (China Discount Program) HK$258/month
ET Net - IQ Streaming HK$398/month
Aastocks - Quote Winner (Standard Package) HK$428/month
Aastocks - Quote Winner (China Discount Program) HK$328/month
     
     
    Fees and charges are subject to change without prior notice.
     
E. & O .E.
     
- Effective from Oct 2023 -